Abstracts and Articles
Tipping toward sustainability:emerging pathways of transformation,Westley, F,P.Olsson, C.Folke, T.H.Dixon, H. Vredenburg, D. Loorbach, J. Thompson, M. Nilsson, E. Lambin, J. Sendzimir, B. Banerjee, V. Galaz, S. van der Leeuw
The loop, the lens and the lesson:using resilience theory to examine public policy and social innovation,Moore, M.L, F.Westley, O.Tjornbo,C.Holyrod
Game Changers:the big green challenge and the role of challenge grants in social innovation,Tjornbo, O,F.Westley
Public sector policy and strategies for facilitating social innovation,Moore, M.L, F.Westley
Tipping toward sustainability - emerging pathways of transformation
Abstract
The central question explored in this paperis whether social and technical innovations can reverse the trends that are challenging critical thresholds and creating tipping points in ecological systems, and,if not, what conditions are necessary to escape the current pattern. This era hasseen significant technological and social innovation;however, much of this innovation has occurred withoutrespecting ecological integrityor complex systeminteractions. Large-scaletransformations in technology and energy systems have the potential tosignificantly improve our lives,but if, in framing them, our globalized society fails to consider the capacity of the Earth, then there is a risk that unsustainable development pathways may be reinforced. Current institutional arrangements, including the lack of incentives for the private sectorto innovate for sustainabilityand the lags inherent in the path dependent nature of innovation, mediate against an appropriate and creative response to complex challenges, as does our incapacity to easily grasp the interactions implicit in complex problems. Contextual or institutional changes can make innovation for sustainability more attractive in two ways: (a) NGO and public pressure can increase the costs of notinnovating and (b) government can change the rules through negative and positive sanctions and stimuli so that investment in such innovation potentially pays off in new business or investment for the company. A shift is needed in our governance processes from those that do not privilege systemic innovation to those that do. Additionally, promising social and technical innovations with potential to change unsustainable trajectories need to be nurtured and connected to broad institutional resources and responses. In parallel, institutional entrepreneurs need to be supported so that they can work to reduce the resilience of dominant institutional systems and cultivate the creation of viable alternatives for when disruption doesoccur andsystems are seeking innovation.
Tipping towards sustainability
The Loop, the lens and the lesson - using resilience theory to examine public policy and social innovation
Abstract
The authors identify four distinct phases of the social innovation process based on resilience theory’sadaptive cycle, andargue that governments need to employphase-appropriatepublic policy tools to support and catalyzesocial innovation.What follows are thephases of the social innovation process, with policy tools that support eachphase.
“Backloop”phases need policies toenable idea generation, new coalitions to emerge, selection, andimplementationplanning.
Release: collapse of rigid, powerful rules and institutions; creative (re)combinationsof ideas, people, and resources.Requires:
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Policiesthat convene different individuals/groups (e.g., multi-stakeholder consultations, participatory planning processes, Royal Commissions)to promote discussion, interaction, social learning, and a mix of diverse forms of knowledgeand people to build new relationships and trust among previously disconnected groups.
Reorganization:transitionfrom “ideas”/“talk”toimplementation planning;restructuring around visions;selecting best options.Requires:
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Policies thatcreate a selectionand evaluationprocess to helpinnovators and newly formed groupsdebate,develop plans, and select an innovation (e.g.,pilot projects, challenges with a reward to stimulate,select and reward innovations).
“Front loop” phasesrequire policies that support adoption.
Exploitation: reorganized groups leverage resources needed to launch and“scale up” (move into broader contexts) innovations(ideas,programmes, technologies)from local successes to broader systemic change.Requires:
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Policies for leveraging resources(social, intellectual, and financial capital)and removing barriers toscaling out and up (e.g.,incentives to help create a market for innovations already established at a smaller scale;legislation;regulations;taxes; subsidies;market mechanisms).
Conservation: building formal rules, norms, skillssets,and routine efficiencies asaninnovation matures and becomes the status quo.Requires:
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Policy approaches for institutionalizingthe innovation,possibly scaling up to other regional or national settings,analyzing what has occurred and which new policy priorities have emerged, and preparingfor the future.
In sum, different policies suit different phases of the social innovation process. Policies influence a system’s preparednessfor the need for social innovation and for its generation, selection, adoption, and institutionalization. In turn, the innovation itself affects the type of policy responses required by the public sector. Governments could use support to play their key role in developing and implementing phase-appropriate policies to catalyze social innovations, while social entrepreneurs and associated groups could use spaces and processes to participate in this process.
The loop, the lens and the lesson (PDF)
Game Changers- the big green challenge and the role of challenge grants in social innovation
Abstract
A key challenge for governments faced with increasingly limited financial resources lies in finding new ways of partnering with the not-for-profit sector to deliver innovative solutions to intractable social problems. One of the core arguments has concentrated on the need for different forms of capital—social, intellectual, and financial—in order to generate social innovations.Doing so would allow government to tap into previously inaccessible resources contained in local communities, and to harness them to produce social goods. However, it also requires that government take on a new role as a facilitator of social innovation rather than a direct actor. This paper is based on a qualitative investigation of the Big Green Challenge program in the UK.It was a competition designed to stimulate community groups to generate programs to tackle climate change in their localities. Using this case as an example, the authors examine the role that challenge grants and competitions might play in stimulating social innovation and askquestions about how government can help innovations to scale up and out.
Areas of interest to foundations include discussions on the strengths and weaknesses identified in the casestudy pertaining to the use of “challenge” grants.Also, that processes of social innovation move through distinct stages that involve:first, the generation of new ideas in response to observed needs;and second, the establishment and diffusion of these ideas in an existing system. Importantly, however, the types of resources and skills needed to move an innovation forward are different at each stage. Finally,the authors re-affirm thatsocial innovation is inherently disruptive, as many of the innovations ran into (and sometimes overcame) regulatory and attitudinal barriers to their progress.Therefore, as funders, it is important for foundations to enter into these processes with their eyes wide open.
Public sector policy and strategies for facilitating social innovation
Abstract
Government support for innovation often focuses on research and development of technology.However, without attention tobroadinstitutional change, technicalinnovations may represent short-term Band-Aid solutions that mask but do not address worsening conditions.While government policy can at times constrain innovation,Moore and Westley argue that governments have akeyrole in supportingand enablingsocial innovations to address complex problems, and thatdifferent policies or policy processeswill bebest suited to facilitateeach of four phases of any successful social innovation process.These social innovation phases and associated policy approaches are as follows:
Phase 1 – Generation: Acrisis or disturbance makes it clear that the status quo is no longer an optionbecause it has increasingly made the system vulnerable with its rigidity.When complex problems need to be better understood and new ideas are needed,policyprocesses that enable interactions and build trust betweenpreviouslydisconnected groupshelp createthe conditions for social innovations to emerge.
Phase 2–Selection: Reorganize groups around the new ideas, visions, and innovations.Enact policies that motivate and reward the generation of innovative ideas and involve an evaluation or selection process to choose amongpotential innovations.
Phase 3– Adoption: Leverage resources and remove systemic barriers for the innovation.Policies that enable social innovations and theinnovators to access resources—including social, intellectual, and financial capital—are critical to scalingoutinnovations. Policies that create a market or demand for the innovation (whether it is an idea, program, orproduct) are necessary. These often proactively address structural barriers, but must be very specific so as not to open opportunities for negative or needless exploitation of scarce resources.
Phase 4– Institutionalization: Institutionalize the innovation, scale up, and prepare to be resilient in the face of the next disturbance.Policies that help analyze what has occurred and which new policy priorities have emerged as a result of the innovation are important,along with policies that prompt orprovide investments in possible social innovations that build capacity to be resilienttofuture change.
In sum, different policies are suited for the generation, selection, adoption, and institutionalization processes that any successful social innovation undergoes. Phase-appropriate government interventions are required to facilitate social innovation.